csuthesis_main.bib

@book{knuth1984texbook,
  title={The texbook},
  author={Knuth, Donald Ervin and Bibby, Duane},
  volume={15},
  year={1984},
  publisher={Addison-Wesley Reading}
}
@book{lamport1994latex,
  title={LATEX: a document preparation system: user's guide and reference manual},
  author={Lamport, Leslie},
  year={1994},
  publisher={Addison-wesley}
}
@article{pritchard1969statistical,
  title={Statistical bibliography or bibliometrics},
  author={Pritchard, Alan and others},
  journal={Journal of documentation},
  volume={25},
  number={4},
  pages={348--349},
  year={1969},
  publisher={New York}
}
@article{Pawlak1982Rough,
  title={Rough sets},
  author={Pawlak, Zdzisław},
  journal={International Journal of Computer and Information Sciences},
  volume={11},
  number={5},
  pages={341-356},
  year={1982},
}
@online{csu__2020,
	title = {中南大学},
	url = {https://www.csu.edu.cn/},
	titleaddon = {中南大学官方网站},
	author = {{CSU}},
	urldate = {2021-02-06},
	date = {2020},
	keywords = {{CSU}},
}


@inproceedings{balakrishnan_corfu_2012,
	address = {San Jose, CA},
	title = {{CORFU}: {A} {Shared} {Log} {Design} for {Flash} {Clusters}},
	isbn = {978-931971-92-8},
	booktitle = {9th {USENIX} {Symposium} on {Networked} {Systems} {Design} and {Implementation} ({NSDI} 12)},
	publisher = {USENIX Association},
	author = {Balakrishnan, Mahesh and Malkhi, Dahlia and Prabhakaran, Vijayan and Wobbler, Ted and Wei, Michael and Davis, John D.},
	year = {2012},
	pages = {1--14},
}

@inproceedings{balakrishnan_tango_2013,
	address = {New York, NY, USA},
	series = {{SOSP} '13},
	title = {Tango: {Distributed} {Data} {Structures} over a {Shared} {Log}},
	isbn = {978-1-4503-2388-8},
	doi = {10.1145/2517349.2522732},
	abstract = {Distributed systems are easier to build than ever with the emergence of new, data-centric abstractions for storing and computing over massive datasets. However, similar abstractions do not exist for storing and accessing meta-data. To fill this gap, Tango provides developers with the abstraction of a replicated, in-memory data structure (such as a map or a tree) backed by a shared log. Tango objects are easy to build and use, replicating state via simple append and read operations on the shared log instead of complex distributed protocols; in the process, they obtain properties such as linearizability, persistence and high availability from the shared log. Tango also leverages the shared log to enable fast transactions across different objects, allowing applications to partition state across machines and scale to the limits of the underlying log without sacrificing consistency.},
	booktitle = {Proceedings of the {Twenty}-{Fourth} {ACM} {Symposium} on {Operating} {Systems} {Principles}},
	publisher = {Association for Computing Machinery},
	author = {Balakrishnan, Mahesh and Malkhi, Dahlia and Wobber, Ted and Wu, Ming and Prabhakaran, Vijayan and Wei, Michael and Davis, John D. and Rao, Sriram and Zou, Tao and Zuck, Aviad},
	year = {2013},
	note = {event-place: Farminton, Pennsylvania},
	pages = {325--340},
}

@inproceedings{wei_vcorfu_2017,
	address = {Boston, MA},
	title = {{vCorfu}: {A} {Cloud}-{Scale} {Object} {Store} on a {Shared} {Log}},
	isbn = {978-1-931971-37-9},
	booktitle = {14th {USENIX} {Symposium} on {Networked} {Systems} {Design} and {Implementation} ({NSDI} 17)},
	publisher = {USENIX Association},
	author = {Wei, Michael and Tai, Amy and Rossbach, Christopher J. and Abraham, Ittai and Munshed, Maithem and Dhawan, Medhavi and Stabile, Jim and Wieder, Udi and Fritchie, Scott and Swanson, Steven and Freedman, Michael J. and Malkhi, Dahlia},
	year = {2017},
	pages = {35--49},
}

@inproceedings{mehdi_i_2017,
	address = {Boston, MA},
	title = {I {Can}’t {Believe} {It}’s {Not} {Causal}! {Scalable} {Causal} {Consistency} with {No} {Slowdown} {Cascades}},
	isbn = {978-1-931971-37-9},
	booktitle = {14th {USENIX} {Symposium} on {Networked} {Systems} {Design} and {Implementation} ({NSDI} 17)},
	publisher = {USENIX Association},
	author = {Mehdi, Syed Akbar and Littley, Cody and Crooks, Natacha and Alvisi, Lorenzo and Bronson, Nathan and Lloyd, Wyatt},
	year = {2017},
	pages = {453--468},
}

@inproceedings{ding_scalog_2020,
	address = {Santa Clara, CA},
	title = {Scalog: {Seamless} {Reconfiguration} and {Total} {Order} in a {Scalable} {Shared} {Log}},
	isbn = {978-1-939133-13-7},
	booktitle = {17th {USENIX} {Symposium} on {Networked} {Systems} {Design} and {Implementation} ({NSDI} 20)},
	publisher = {USENIX Association},
	author = {Ding, Cong and Chu, David and Zhao, Evan and Li, Xiang and Alvisi, Lorenzo and Renesse, Robbert Van},
	year = {2020},
	pages = {325--338},
}

@inproceedings{jia_boki_2021,
	address = {New York, NY, USA},
	series = {{SOSP} '21},
	title = {Boki: {Stateful} {Serverless} {Computing} with {Shared} {Logs}},
	isbn = {978-1-4503-8709-5},
	doi = {10.1145/3477132.3483541},
	abstract = {Boki is a new serverless runtime that exports a shared log API to serverless functions. Boki shared logs enable stateful serverless applications to manage their state with durability, consistency, and fault tolerance. Boki shared logs achieve high throughput and low latency. The key enabler is the metalog, a novel mechanism that allows Boki to address ordering, consistency and fault tolerance independently. The metalog orders shared log records with high throughput and it provides read consistency while allowing service providers to optimize the write and read path of the shared log in different ways. To demonstrate the value of shared logs for stateful serverless applications, we build Boki support libraries that implement fault-tolerant workflows, durable object storage, and message queues. Our evaluation shows that shared logs can speed up important serverless workloads by up to 4.7x.},
	booktitle = {Proceedings of the {ACM} {SIGOPS} 28th {Symposium} on {Operating} {Systems} {Principles}},
	publisher = {Association for Computing Machinery},
	author = {Jia, Zhipeng and Witchel, Emmett},
	year = {2021},
	note = {event-place: Virtual Event, Germany},
	keywords = {consistency, function-as-a-service, Serverless computing, shared log},
	pages = {691--707},
}

@inproceedings{cidon_copysets_2013,
	address = {San Jose, CA},
	title = {Copysets: {Reducing} the {Frequency} of {Data} {Loss} in {Cloud} {Storage}},
	isbn = {978-1-931971-01-0},
	booktitle = {2013 {USENIX} {Annual} {Technical} {Conference} ({USENIX} {ATC} 13)},
	publisher = {USENIX Association},
	author = {Cidon, Asaf and Rumble, Stephen and Stutsman, Ryan and Katti, Sachin and Ousterhout, John and Rosenblum, Mendel},
	year = {2013},
	pages = {37--48},
}

@inproceedings{hartman_zebra_1993,
	address = {New York, NY, USA},
	series = {{SOSP} '93},
	title = {The {Zebra} {Striped} {Network} {File} {System}},
	isbn = {0-89791-632-8},
	doi = {10.1145/168619.168622},
	abstract = {Zebra is a network file system that increases throughput by striping file data across multiple servers. Rather than striping each file separately, Zebra forms all the new data from each client into a single stream, which it then stripes using an approach similar to a log-structured file system. This provides high performance for writes of small files as well as for reads and writes of large files. Zebra also writes parity information in each stripe in the style of RAID disk arrays; this increases storage costs slightly but allows the system to continue operation even while a single storage server is unavailable. A prototype implementation of Zebra, built in the Sprite operating system, provides 4–5 times the throughput of the standard Sprite file system or NFS for large files and a 20\%-3x improvement for writing small files.},
	booktitle = {Proceedings of the {Fourteenth} {ACM} {Symposium} on {Operating} {Systems} {Principles}},
	publisher = {Association for Computing Machinery},
	author = {Hartman, John H. and Ousterhout, John K.},
	year = {1993},
	note = {event-place: Asheville, North Carolina, USA},
	pages = {29--43},
}

@inproceedings{lockerman_fuzzylog_2018,
	address = {Carlsbad, CA},
	title = {The {FuzzyLog}: {A} {Partially} {Ordered} {Shared} {Log}},
	isbn = {978-1-939133-08-3},
	booktitle = {13th {USENIX} {Symposium} on {Operating} {Systems} {Design} and {Implementation} ({OSDI} 18)},
	publisher = {USENIX Association},
	author = {Lockerman, Joshua and Faleiro, Jose M. and Kim, Juno and Sankaran, Soham and Abadi, Daniel J. and Aspnes, James and Sen, Siddhartha and Balakrishnan, Mahesh},
	year = {2018},
	pages = {357--372},
}

@inproceedings{balakrishnan_virtual_2020,
	title = {Virtual {Consensus} in {Delos}},
	isbn = {978-1-939133-19-9},
	booktitle = {14th {USENIX} {Symposium} on {Operating} {Systems} {Design} and {Implementation} ({OSDI} 20)},
	publisher = {USENIX Association},
	author = {Balakrishnan, Mahesh and Flinn, Jason and Shen, Chen and Dharamshi, Mihir and Jafri, Ahmed and Shi, Xiao and Ghosh, Santosh and Hassan, Hazem and Sagar, Aaryaman and Shi, Rhed and Liu, Jingming and Gruszczynski, Filip and Zhang, Xianan and Hoang, Huy and Yossef, Ahmed and Richard, Francois and Song, Yee Jiun},
	year = {2020},
	pages = {617--632},
}

@inproceedings{kalia_design_2016,
	address = {Denver, CO},
	title = {Design {Guidelines} for {High} {Performance} {RDMA} {Systems}},
	isbn = {978-1-931971-30-0},
	booktitle = {2016 {USENIX} {Annual} {Technical} {Conference} ({USENIX} {ATC} 16)},
	publisher = {USENIX Association},
	author = {Kalia, Anuj and Kaminsky, Michael and Andersen, David G.},
	year = {2016},
	pages = {437--450},
}

@article{_lpr_2021,
	title = {{以利率市场化视角看待疫情后的LPR}},
	issn = {1672-8661},
	abstract = {LPR是双轨并轨及利率市场化进程中的重要一步,在疫情冲击下,LPR的利率市场化作用表现较好,但银行净息差面临较大压力导致LPR利率下降主要是政策利率下调。为保证利率市场化进程的持续性,疫情后如何合理降低银行负债成本从而推动银行LPR报价加点幅度下行,成为LPR利率市场化进程中的另一大驱动力。},
	language = {中文;},
	number = {02},
	urldate = {2021-05-22},
	journal = {时代金融},
	author = {马, 悦},
	year = {2021},
	keywords = {利率市场化, 净息差, LPR},
	pages = {65--66+69},
}

@phdthesis{__2011,
	type = {硕士},
	title = {利率市场化条件下城市商业银行利率风险管理研究},
	abstract = {随着我国利率市场化改革的进一步推进,我国的利率水平将面临更大的多变性和不确定性,将不可避免地对市场主体造成影响。商业银行作为金融市场的微观主体,更是将直接面临利率市场化的挑战。尽管我国商业银行的表外收入占银行收入的比重在逐步增加,但利差收入仍是最主要的收入来源,其中城商行尤为显著。因而,利率风险仍然是我国城商行所面临的主要风险之一,利率风险的管理也理应受到城商行更多的重视。利率风险的管理过程通常分成四个步骤,即利率风险的识别、利率风险的计量、利率风险的检测以及利率风险的控制。其中利率风险的计量是利率风险管理能否有效进行的基础。本文在对城商行的利率风险管理的研究上主要偏重于利率风险的计量问题。 ...},
	language = {中文;},
	urldate = {2021-05-22},
	school = {东北财经大学},
	author = {张, 文轩},
	year = {2011},
	keywords = {利率市场化, Interest rate risk management, 城市商业银行, 利率风险管理, City commercial banks, Interest rate liberalization},
}

@article{__2017,
	title = {资产负债表失衡与银行利率风险管理},
	issn = {1671-1238},
	abstract = {\<正\>商业银行资产负债管理的核心是通过调整资产负债结构,在确保风险可控的前提下,实现利润的最大化。但目前我国大部分商业银行管理水平还难以达到要求,资产负债结构存在失衡现象,导致利率风险加大。本文分析了中国银行业资产负债表失衡的表现,及其对商业银行利率风险管理的影响,提出了商业银行适应新市场环境下的利率风险管理对策,以提升商业银行的适应能力和综合管理水平。},
	language = {中文;},
	number = {10},
	urldate = {2021-05-22},
	journal = {银行家},
	author = {许, 可 and 胡, 浩},
	year = {2017},
	keywords = {利率市场化, 商业银行利率风险, 利率风险管理, 存款利率, 利率变动, 内部利率, 内部资金转移定价, 商业银行资产负债管理, 收益率曲线, 我国商业银行, 银信合作, 中小商业银行},
	pages = {74--76},
}

@article{_lpr_2019,
	title = {{中美LPR机制对比与思考}},
	issn = {0578-1485},
	abstract = {\<正\>人民银行LPR利率形成机制隐性地明确了与货币政策的关系,增加了银行自主报价加点的空间,能够更好地吸收货币市场的信息,反映市场流动性2019年8月16日,人民银行宣布改革完善贷款市场报价利率形成机制,将按公开市场操作利率(主要指中期借},
	language = {中文;},
	number = {17},
	urldate = {2021-05-22},
	journal = {中国金融},
	author = {郭, 栋},
	year = {2019},
	keywords = {LPR, 常规货币政策, 国债利率, 基准利率, 利率市场化改革, 联邦基金, 人民银行, 收益率, 无风险利率},
	pages = {42--45},
}

@article{_lpr_2020,
	title = {{我国LPR的历史沿革}、国际经验及政策建议},
	issn = {1006-1770},
	abstract = {2019年8月,央行启动贷款市场报价利率(LPR)改革,贷款端"利率并轨"工作正式完成。本文回顾了我国LPR的历史沿革、新LPR报价机制及理论逻辑,同时介绍了美国、日本等经济体LPR的发展情况、特点及经验,分析了我国LPR需要关注的问题,最后提出了展望及政策建议。},
	language = {中文;},
	number = {01},
	urldate = {2021-05-22},
	journal = {新金融},
	author = {梁, 斯},
	year = {2020},
	keywords = {利率市场化, LPR, 货币政策传导效率},
	pages = {19--25},
}

@article{_lpr_2020-1,
	title = {新{LPR对银行业利率风险管理影响几何}},
	issn = {1674-9162},
	abstract = {\<正\>LPR改革将有效理顺货币政策传导机制,降低社会平均融资成本。但在改革初期,商业银行将面临利率风险增大的挑战,需要对利率风险形势研判和对冲工具使用给予更多关注},
	language = {中文;},
	number = {18},
	urldate = {2021-05-22},
	journal = {中国农村金融},
	author = {杨, 荣},
	year = {2020},
	keywords = {LPR, 利率风险管理, 银行业, 利率波动, 利率敏感性缺口模型},
	pages = {12--13},
}

@article{_lpr_2020-2,
	title = {{浅析LPR变革对商业银行资产负债管理的影响}},
	issn = {1671-0622},
	abstract = {2019年8月16日,中国人民银行发布公告(〔2019〕第15号),宣布改革完善贷款市场报价利率LPR形成机制。这意味着我国利率市场化进程迈向了新阶段,也对商业银行经营管理提出新要求,带来新挑战。本文介绍了LPR机制改革的背景和意义,并从资产期限结构、资产负债缺口、资产负债定价和盈利能力等角度分析改革对商业银行的影响。结论认为,LPR机制改革将给商业银行带来短期资产占比降低、息差收窄和利率重定价风险等一系列难题,但也将促使商业银行进一步完善定价管理体系、提高创新能力和综合化经营水平。最后,本文就商业银行如何应对LPR机制改革提出了相应对策建议。},
	language = {中文;},
	number = {05},
	urldate = {2021-05-22},
	journal = {财政监督},
	author = {周, 含逸 and 杨, 旖旎},
	year = {2020},
	keywords = {商业银行, 定价及盈利能力, 资产负债期限结构, LPR机制改革},
	pages = {95--99},
}

@article{__2016,
	title = {利率走廊、政策利率传导与商业银行贷款市场化定价——结合中美实践的比较研究},
	issn = {1003-2878},
	abstract = {利率走廊,是我国未来货币政策工具转型的可行制度安排。借鉴成熟市场国家经验,从商业银行贷款定价方式出发,探讨与利率走廊相对应的政策利率对信贷渠道及实体经济的传导,能够为未来相关配套机制的搭建提供参考与建议。研究发现,现阶段市场利率尚不具备作为银行信贷定价基准的实施要件;同时,相对较长的重定价期限使贷款对基准利率调整的响应相对迟缓。商业银行可考虑与利率走廊配套的政策利率保持紧密联动的基准利率作为阶段性选择,未来在利率走廊对货币市场利率波动的平抑效力充分释放后,市场利率基准可成为与国际金融市场接轨日渐紧密的商业银行部分人民币贷款产品的合理选择。},
	language = {中文;},
	number = {07},
	urldate = {2021-05-22},
	journal = {财政研究},
	author = {郑, 晓亚 and 赵, 自然 and 陈, 华},
	year = {2016},
	keywords = {利率市场化, 基准利率, 货币政策传导, Interest Rate Liberalization, Monetary Policy Transmission, Reference Rate},
	pages = {92--100},
}

@article{__2015,
	title = {利率市场化下我国商业银行利率风险管理研究——以工商银行为例},
	issn = {1009-4350},
	abstract = {在世界金融形势快速发展的大背景下,我国的利率市场化进程也随之加快,因此研究商业银行在这一过程中如何运用有效的方法和模型来控制利率风险并提高其竞争力具有重要的现实意义。本文选择从缺口管理这一角度进行探讨,以工商银行为例,通过将缺口理论与实际环境相结合的形式进行实证分析。结果表明,我国商业银行内部对利率风险控制的程度不够,对风险的预防能力较弱,这对商业银行的资产负债定价能力会是极大的考验。最后本文根据实际情况提出改善我国商业银行利率风险管理的具体建议。},
	language = {中文;},
	number = {10},
	urldate = {2021-05-22},
	journal = {西南金融},
	author = {王, 清 and 邱, 静 and 刘, 雨露},
	year = {2015},
	keywords = {利率风险, 商业银行, 缺口管理},
	pages = {27--31},
}

@article{__2014,
	title = {商业银行利率风险管理中久期缺口测算及其防御策略——基于中国股份制商业银行的实证分析},
	issn = {1006-1428},
	abstract = {随着利率市场化改革的推进,商业银行利率风险管理模型面临升级需求。本文研究认为,修正的久期缺口模型能够较好度量我国商业银行的利率风险。对股份制银行的实证分析表明,选择不同的久期缺口防御策略将产生不同的管理效果。},
	language = {中文;},
	number = {05},
	urldate = {2021-05-22},
	journal = {上海金融},
	author = {施, 恬},
	year = {2014},
	keywords = {利率风险管理, 久期缺口, 实证分析},
	pages = {103--106},
}